Firm registration

  • Authorisation details
  • Business details
  • Administrator details
  • Summary
Regulator
Regulator (Required)
Firm authorisation number
Firm authorisation number (Required) This should be your company's reference number comprised of 6 numbers
Are you personally authorised to provide advice?
Firm authorisation type
Firm authorisation type (Required) An appointed representative (AR) is a firm or person who runs regulated activities and acts as an agent for a firm the FCA directly authorises. This firm is known as the ARs 'principal'. For further information, refer to the FCA’s website, <a href="https://www.fca.org.uk/firms/appointed-representatives-principals">https://www.fca.org.uk/firms/appointed-representatives-principals</a> From an FCA perspective, a Network means firms with 5 or more appointed representative firms, or with appointed representatives who have 26 or more individual advisers between them. For further information, refer to the FCA’s website, <a href="https://www.fca.org.uk/firms/appointed-representatives-principals/networks">https://www.fca.org.uk/firms/appointed-representatives-principals/networks</a>
Permissions
Exit